SEC Filing | GENTHERM INCORPORATED

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SEC FORM 4 SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

ARGYROS GEORGE L

(Last)

(First)

(Middle)

ARNEL & AFFILIATES

950 SOUTH COAST DR SUITE 200

(Street)

COSTA MESA

92626

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIGON INC [ ARGN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2003

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/03/2003		X		3,136	A	$2.67	153,136⁽¹⁾	I	See footnote⁽²⁾
Common Stock								40,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Warrants	$2.67	09/03/2003		X			3,136	06/08/1999	09/08/2004	Common Stock	3,136	$0	96,803⁽³⁾	I	See footnote⁽²⁾

1. Name and Address of Reporting Person^*

ARGYROS GEORGE L

(Last)

(First)

(Middle)

ARNEL & AFFILIATES

950 SOUTH COAST DR SUITE 200

(Street)

COSTA MESA

92626

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

WESTAR CAPITAL II LLC

(Last)

(First)

(Middle)

949 SOUTH COAST DR

(Street)

COSTA MESA

92626

(City)

(State)

(Zip)

Explanation of Responses:

1. This number does not include 4,500 shares of Series A Preferred Stock owned directly by Westar Capital II, LLC which are currently convertible into 2,686,567 shares of the Issuer's Common Stock.

2. These shares are owned directly by Westar Capital II, LLC, a ten percent owner of the Issuer and indirectly by George L. Argyros, who has a controlling interest in Westar Capital Associates II, LLC, the managing member of Westar Capital II, LLC. George L. Argyros disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

3. This number includes 83,333 shares of the Issuer's Common Stock underlying warrants owned directly by Westar Capital II, LLC and 13,431 shares of the Issuer's Common Stock underlying contingent warrants owned directly by Westar II, LLC. This number is subject to adjustment as provided in the warrants.

	/s/ George L. Argyros	03/16/2004
	/s/ John Clark, managing member of Westar Capital Associates II, LLC, the managing member of Westar Capital II, LLC	03/17/2004
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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